About Product
This book seeks to create a common minimum knowledge benchmark for associated persons working in Registrars to an Issue and Share Transfer Agents (R&T agent) organizations performing any of the following functions for listed companies: Dealing or interacting with the investors or issuers; Dealing, collecting or processing applications from the applicants; Dealing with matters relating to corporate actions, refunds or redemptions, repurchase of securities, etc.; Handling redressal of investors’ grievances; Responsible for internal control and risk management; Responsible for any compliance with securities laws; Responsible for any other activity performed under the Securities and Exchange Board of India (Registrar to an Issue and Share Transfer Agents) Regulations, 1993 The Present Publication is the April 2019 workbook version, published exclusively by Taxmann for NISM Certification Examination II-A [Registrar to an Issue and Share Transfer Agents – Corporate], with the following noteworthy features: Know the basics of securities and securities markets Understand the role and functions of the R&T Agents broadly in the corporate securities issuance and transaction process Know the regulatory environment in which the R&T Agents operate in India Coverage of this book includes: Introduction to Securities Characteristics of Equity Shares Other Securities Debt Securities Mutual Funds SEBI – Role and Regulation Public Offer of Securities Private Placement of Shares Public Offering of Shares Roles and Responsibilities in a Public Issue Depository Services Processes Related to Depositories Investor Interface with the R&T Agent Secondary Market Transactions
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Taxation;
