About Product
This book aims to create a common minimum knowledge benchmark for associated persons working in Registrars to an Issue and Share Transfer Agents (R&T Agent) organizations in mutual fund R&T function, in order to enable better quality investor service, operation process efficiency and risk controls. The Present Publication is the March 2020 workbook version, published exclusively by Taxmann for NISM Certification Examination II-B (Registrar to an Issue and Share Transfer Agents – Mutual Funds), with the following noteworthy features: Know the basics of securities and securities market Understand broadly the role and functions of the RTAs in the mutual fund issuance and transaction process Know the regulatory environment in which the RTAs operate in India Coverage of this book includes: Introduction to Securities Characteristics of Equity Shares Characteristics of Debt Securities Characteristics of Other Securities SEBI – Role and Regulations Basics of Registrars and Transfer Agents Registrar and Transfer Agent Regulations Basics of Mutual Funds Mutual Fund Structure and Constituents Mutual Fund Products Operational Concepts of Mutual Funds Investors in Mutual Funds Banking Operations in Mutual Funds Financial Transactions Non-Financial Transaction
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Finance;
